Time of trade disclosure
We reserve the right, at our discretion, to change these terms at any time. Please check these terms Electronic Trading Disclosure. The risk of loss in electronic 1 Jun 2009 The rules required broker-dealers to disclose trade information on a near-real time and continuing basis to a new online portal known as EMMA Opening price determination, and trade confirmation. Continuous Trading Session 9:15am – 3:30pm Trades occur continuously as orders match at time/ price the notification and disclosure requirements with regard to net short positions, the the list of exempted shares for which the principal trading venue is located in Within 24 hours ESMA issues an opinion on whether the measures and time Electric utilities serving customers in Washington must disclose the fuel mix used to generate the electricity Fuel Mix Aggregate Time Series 2019 (CY2018)
12 Nov 2013 and Exchange Commission (SEC) on proposed rule change consisting of proposed MSRB Rule G-47, on time of trade disclosure obligations
Time of Trade Disclosure MSRB Rule G-47 requires that all material information known about a municipal security, as well as material information that is reasonably accessible to the market, be disclosed to the retail or non-SMMP client at or before the time of trade. Namely, a firm’s knowledge of a failure to make filings under a continuing disclosure agreement. As we know, this is a current area of focus for the SEC. In this article, we will review the applicable time of trade disclosure rule and, by way of an example, identify two scenarios that warrant disclosure to retail and non-SMMP investors. .03 Disclosure Obligations in Specific Scenarios. The following examples describe information that may be material in specific scenarios and require time of trade disclosures to a customer. This list is not exhaustive and other information may be material to a customer in these and other scenarios. a. Variable rate demand obligations. In this article, we will review the applicable time of trade disclosure rule and, by way of an example, identify two scenarios that warrant disclosure to retail and non-Sophisticated Municipal Recently, the MSRB and FINRA provided reminders regarding the municipal market’s time of trade disclosure rule (MSRB Rule G-47). The MSRB, by way of a Regulatory Notice, reminded market participants that a “Market Discount” is material and needs to be disclosed and, in the case of FINRA, additional findings of violations of failure to disclose.
Barclays provides liquidity in the electronic spot FX trading market by upon receipt of a submitted trade request or after a brief, prescribed time delay. In each
12 Mar 2014 Brokers, dealers, and municipal securities dealers operating electronic trading or brokerage systems have the same time of trade disclosure 1 Oct 2013 Proposed Rule Change Consisting of Proposed MSRB Rule G-47, on Time of Trade Disclosure. Obligations, Proposed Revisions to MSRB 2 May a member determine PMP at the time of trade (or at some other time before the end EMMA also provides real-time trade data for approximately 1.2 million outstanding municipal bonds and current interest rates for auction rate securities and Such disclosures must be made at the "time of trade," which the MSRB defines EMMA to fulfill its time-of-trade disclosure obligations under MSRB Rule G-17.9. Trade secrets are a type of intellectual property that comprise formulas, practices, processes, Legal protections include non-disclosure agreements (NDAs), and work-for-hire and non-compete clauses. 18 U.S.C.§§1839 et seq., which for the first time created a federal cause of action for misappropriating trade secrets.
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15 May 2019 Recently, the MSRB and FINRA provided reminders regarding the municipal market's time of trade disclosure rule (MSRB Rule G-47). 22 Nov 2016 MSRB Rule G-47, on time of trade disclosure, requires brokers, dealers and municipal securities dealers (collectively, “dealers”) to disclose to 12 Nov 2013 and Exchange Commission (SEC) on proposed rule change consisting of proposed MSRB Rule G-47, on time of trade disclosure obligations 29 Nov 2016 the dealer must disclose the existence of market discount to its customer as part of the “time of trade disclosure” required under MSRB Rule 12 Mar 2014 Brokers, dealers, and municipal securities dealers operating electronic trading or brokerage systems have the same time of trade disclosure 1 Oct 2013 Proposed Rule Change Consisting of Proposed MSRB Rule G-47, on Time of Trade Disclosure. Obligations, Proposed Revisions to MSRB
the notification and disclosure requirements with regard to net short positions, the the list of exempted shares for which the principal trading venue is located in Within 24 hours ESMA issues an opinion on whether the measures and time
Namely, a firm’s knowledge of a failure to make filings under a continuing disclosure agreement. As we know, this is a current area of focus for the SEC. In this article, we will review the applicable time of trade disclosure rule and, by way of an example, identify two scenarios that warrant disclosure to retail and non-SMMP investors. .03 Disclosure Obligations in Specific Scenarios. The following examples describe information that may be material in specific scenarios and require time of trade disclosures to a customer. This list is not exhaustive and other information may be material to a customer in these and other scenarios. a. Variable rate demand obligations. In this article, we will review the applicable time of trade disclosure rule and, by way of an example, identify two scenarios that warrant disclosure to retail and non-Sophisticated Municipal Recently, the MSRB and FINRA provided reminders regarding the municipal market’s time of trade disclosure rule (MSRB Rule G-47). The MSRB, by way of a Regulatory Notice, reminded market participants that a “Market Discount” is material and needs to be disclosed and, in the case of FINRA, additional findings of violations of failure to disclose. The MSRB was responding to a commenters' request that time-of-trade disclosure interpretive notices be maintained because "there are nuances contained in these interpretive notices spanning over MSRB Rule G-47, as it relates to time of trade disclosure, requires firms to disclose, at or prior to the time of trade, all material information known about the transaction, as well as material information about the municipal security that is reasonably accessible to the market.
Recently, the MSRB and FINRA provided reminders regarding the municipal market’s time of trade disclosure rule (MSRB Rule G-47). The MSRB, by way of a Regulatory Notice, reminded market participants that a “Market Discount” is material and needs to be disclosed and, in the case of FINRA, additional findings of violations of failure to disclose. The MSRB was responding to a commenters' request that time-of-trade disclosure interpretive notices be maintained because "there are nuances contained in these interpretive notices spanning over MSRB Rule G-47, as it relates to time of trade disclosure, requires firms to disclose, at or prior to the time of trade, all material information known about the transaction, as well as material information about the municipal security that is reasonably accessible to the market. On February 11, 2013, the MSRB issued a notice of its proposal to consolidate some, but not all, of its multiple interpretive notices relating to the Rule G-17 “time of trade disclosure